Council Meeting

Held Wednesday, February 27, 2008

Host: Ms. Delia Johnson

 

Introduction

 

Ms. Delia L. Johnson, Co-Chair and Director, Office of Civil Rights for International Broadcasting Bureau, opened the meeting with a few remarks and then asked the attendees to give their names, agencies, and positions.

 

EEOC Hearings Process

 

EEOC Supervisory Administrative Judge (SAJ) Patrick Kokenge, from the Miami District Office, briefed the Council on the Supervisory Administrative Judges’ Work Group (SAJWG) that was tasked by the Chair, Naomi Earp, with developing a proposal to improve the federal sector hearings process.  SAJs Christine Siegel, from the Los Angeles District, and Regina Stephens, from the Charlotte District, joined in the presentation to discuss the questions raised by the Council.  In April 2007, EEOC Chair Earp asked the SAJWG -- which is comprised of the SAJs from: New York, Ken Chu; Dallas, Dwight Lewis; Cleveland, Charetta Harrington; and the three presenters -- to draft a set of recommendations designed to make the hearings process more efficient, of higher quality, increase consistency among the various EEOC District Offices and user friendly. 

 

The SAJWG reviewed previous proposals prepared by various EEOC groups, the report issued by EEOC Commissioner Ishimaru, as well as contacting the NAACP and Joe Kaplan from the law firm of Passman and Kaplan, to name a few.  The Workgroup also looked at other agencies that employed Administrative Judges, like the U.S. Citizenship and Immigration Services (DHS), Social Security Administration and MSPB.

 

Jorge Ponce, Council Co-Chair, asked why the SAJWG had not consulted with the Council before getting to the recommendation stage.  In addition, he indicated that EEOC should not ask agencies to purchase new hardware from one day to the other.  Instead, he suggested that EEOC consider that agencies need about a 3-year window to add new items to their budgets. 

 

The SAJWG found that not all offices processed EEO complaints in the same manner and that there were workload imbalances in the system.  Additionally, the absence of a system permitting Administrative Judges, AJs, to routinely and effectively communicate on many levels is a  contributing factor impeding the efficiency, consistency and quality of the AJs work.  SAJ Kokenge clarified that AJs do not report to the Office of Federal Operations, OFO.

 

The recommendations from the SAJWG can be summed up in two camps: 1) changing the current organizational structure and case processing assumptions, and 2) incorporating more technology into the processing of EEO complaints.  These recommendations are all under review and have not been implemented yet; however, much of the technological changes proposed is either being piloted or the programming is close to completion.  

 

Changing the Current Organizational Structure and Case Processing Assumptions

 

Among the recommendations made were: 1) set up five regions that would be concerned only with the work of the AJs, which would allow for increased quality control, efficiency and consistency; 2) establish a 3-level litigation track system for conducting hearings -- level 1 would encompass the less complex cases that do not require formal discovery and a short, less than a day, hearing can be conducted; level 2 would be reserved the more typical cases heard by AJs in which some discovery is needed, motions are filed and a day or two hearing is anticipated; and level 3 would be for the most complex cases such as class complaints, cases with multiple issues, and those that require top secret clearances to hear; and, 3) provide a certification process for AJs (recognition made that not all AJs have the same level of expertise, as some AJs have over fifteen years of experience, while others can be just out of law school when hired).  

 

Using Technology

 

Under this category, the recommendations are: 1) implement the electronic processing of cases, including requests for hearing;  2) increase the use of VTC (video tele-conference) hearings; 3) modify the Information Management System to better track the progress of cases in real time;  4) add capacity to the Data Management System to allow AJs to have access to decisions of other AJs in a searchable format similar to West Law; 5) expanded use of Hot Docs to expedite writing decisions and orders in a consistent and uniform format; 6) set up standard hearing sites, preferably in big cities; and 7) increase the use of mediation by third party neutrals and Settlement Judge Conferences.  Taken as a whole, implementation of these suggestions will permit better tracking of case processing and provide AJs the ability to more efficiently issue uniform and consistent orders and decisions in conformance with EEOC precedent.  Overall, case processing times will decrease, as will the costs for processing cases at the hearings level. 

 

The Work Group is not in favor of having all hearing requests being channeled through  Washington, DC, and subsequently assigning them to the various District Offices.  Rather, they recommend that hearing requests be forwarded directly to the District Office responsible for processing them.  By having the hearing requests sent to the office responsible for working on the cases, time will be saved on the initial processing, Complainants can speak with someone in the office responsible for presiding over their case and should cases need to be transferred, it can more efficiently be moved within the regional structure.  

 

A Council member from the State Department asked how would EEOC handle hearing requests with urgency needs, like those dealing with reasonable accommodation requests, under the 3-level litigation track system.  SAJ Kokenge responded that these cases would be moved to the top of the list.  He said that calling the SAJ ahead of time to flag these cases would be very helpful.  SAJ Siegel said that she expedited cases for complainants who were going to be deployed to Iraq or Afghanistan. SAJ Stephens indicated that she had started to include the AJ’s e-mail addresses below the signature lines of orders and decisions because in her office, e-mails are a more effective and efficient way to reach an AJ.  

 

Delia Johnson inquired whether the San Antonio Office was still holding telephonic hearings.  Jorge Ponce responded that EEOC had rendered several decisions invalidating these hearings, except in unusual circumstances.  SAJ Kokenge indicated that video tele- conferences (VTCs) worked much better.

 

Milton Belardo, Council member and Chair of the National Council of Hispanic Employment Program Managers, asked whether EEOC had considered re-hiring retired AJs to help out to reduce the backlogs.  SAJs Kokenge and Siegel responded in the negative.  

 

A Council member from the Treasury Department inquired whether EEOC had any plans to bump up hearing requests that dealt with political appointees, considering the presidential election in progress.  SAJ Siegel responded that these decisions would be made on a case-by-case basis.

 

SAJ Siegel mentioned that Complainants and their representatives were not happy with the recent increase in summary judgments. SAJs Siegel and Kokenge stated that they thought that these individuals would be much happier with the 3-level litigation track system.

 

Diversity Presentation

 

Mr. Thadius Sale, Consultant and Training Instructor with Management Dynamics, Inc., gave a presentation on leadership, diversity, and inclusion. 

 

Mr. Sale indicated that the best way to show the value of diversity/inclusion initiatives to any organization was through various economic models.  It is imperative that managers maximize the contributions of all employees.   Agencies that want to be successful must have their “insides” reflect the make-up of the “outside.”

 

He surveyed the attendees at the Council meeting, which showed a composition of 80% African-Americans, 15% Whites, and very low representation (less than 5%) of Hispanics and Asians.  Mr. Sale concluded that this result could not have happened by mere chance.   

 

 He stated that one of the sad side effects of 9-11 was an increase in the discrimination against “legal” immigrants.  Most of these immigrants are better educated than Americans and are family grounded.  The U.S. economy needs these immigrants because the birthrate of Whites is less than their replacement value and is declining, while the birthrates of Hispanics, Africans, and Asians are much higher.  Moreover, the average age of White workers is 38.3 years, while that for Hispanic employees is 26.9 years. 

 

Managers have to be able to manage and lead diverse workforces.  Baby boomers place a lot of trust in their employers.  Their learned style of management is “command and control.”   They are loyal to their employer, expect lifelong employment with the same agency, and job titles are important to them.  They expect their employer to provide them with the necessary education, classroom and tools for the skills needed in the workplace.  In contrast, younger employees expect to change jobs several times in their careers, require the latest gadgets, and take control of their own self-improvement.  They want to utilize their skills at work, see space for advancement, and be rewarded for their contributions.  They question authority, and expect clear unfiltered communication. In addition, they are “free agent” learners in that they know that they cannot wait for the employer to drive the learning process if they want to keep their skills on the cutting edge. 

 

The most successful companies spend 7 to 10 percent of their payroll on training, compared with the standard 2 to 3 percent.  Mentoring is becoming more important, not only because it is often as effective as training, but because it can help to revitalize older employees when they are matched with younger employees.

         

Mr. Sale pointed out that the U.S. population will not have any majorities by 2040.  While Whites will retain control of the power structures and the political machinery prior to 2040, the people of color will be the worker bees.  He stated that today’s majorities will become tomorrow’s minorities.    

 

Mr. Sale stated that racism is alive today, but that discrimination is more covert.  He also said that ethnicity and ageism were a big deal in today’s workplaces.  For example, he said that Hispanics in the federal workforce were highly educated, although there were many employees and managers who still held on to stereotypical views that they were mostly “lettuce pickers.”   By 2040, Hispanics will be dominant in the workforce – 1 out 4 persons will be of Hispanic origin.  They come from cultures that fear the power structures – especially in the law enforcement arena -- which explains why they vote with their feet when they don’t get promoted and why they don’t file a lot of discrimination complaints.  

 

Mr. Sale discussed “professional ghettos” in the federal government.  For example, he stated that there was a large concentration of African-Americans employed in Human Resources, Civil Rights (as shown by earlier survey of attendees at the Council meeting), 

mail rooms, cafeterias, and security jobs.  The managers in these agencies claim that they would like to hire more minorities in other job series, but they simply can’t find them. 

 

The Federal Government is not doing enough to hire more applicants/employees with disabilities.   As noted in the EEOC’s Annual Report on the Federal Workforce for FY 2006, from FY 1997 to FY 2006, the Total Work Force increased by 135,732 employees, a net change of 5.48%.  However, the number of federal employees with targeted disabilities decreased from 28,671 in FY 1997 to 24,442 in FY 2006, a net change of –14.75%.

 

Mr. Sale stated that companies that were in trouble had managers who were “letting their eyes play tricks on them, and they were acting on them.”  He indicated that some of these managers had to be let go. 

 

Mr. Sale pointed out that middle managers were the ones that offered the most resistance to diversity initiatives because they were the ones who had the most to lose.  One of the problems is that federal agencies promoted these individuals into management positions without providing them with the necessary training on how to manage a diverse workforce.

 

The prediction is that in the next ten years, there’ll be 168M jobs in the U.S. workforce, but there will be only 158M employees to fill them.  Ergo, employees will have the upper hand. 

 

Some of the most diverse and inclusive organizations have the following characteristics in common:1) top leadership commitment; 2) make affirmative action a part of their strategic plans; 3) hold managers accountable; 4) bridge affirmative action with succession planning; 5) re-energize recruitment; and 6) train employees.

 

To get in contact with Mr. Sale, you can send him an e-mail at MgtDynam@aol.com, call him at  301 576-7460 or send him a fax at 301 576-3556.  The website for Management Dynamics, Inc., is at http://www.managementdynamicsinc.com.